This training will cover various aspects of the DIFC’s financial landscape. It will start by emphasizing the growth and significant developments within the DIFC. Following that, it will delve into topics such as the collective investment funds regime, Fund Manager responsibilities, and marketing intricacies within the DIFC. The third section will examine prudential licensing, Anti-Money Laundering considerations, and the supervision/enforcement processes outlined in the DIFC’s regulatory framework. Collectively, these sections will offer a comprehensive insight into the DIFC’s financial environment.
Join the DIFC Academy, LexisNexis Middle East and Simmons & Simmons Middle East LLP for an in person training where our experts aim to:
1. Introduction
Growth of the DIFC
Contents of the book
Key Developments
2. A ‘Collective’ Approach
An introduction to the DIFC’s collective investment funds regime;
Collective Investment Law
Definitions and local nuances
Obligations and considerations for Fund Managers; and
Roles, functions, and operations
Marketing in, into, and from the DIFC.
Law, licensing and exemptions
3. Regulating Regulatory Law
Prudential licensing in the DIFC;
Categories, permissions and Licensing Applications
Commentary
Developments to application process
Anti-Money Laundering
DIFC and federal considerations
Development and updates
Supervision and Enforcement
Supervision and investigation
Enforcement process;
Recent enforcement
Course Fee – USD250.00
Early Bird Offer (Available until 2 October 2023) – USD200.00