RegTech and Compliance in Finance Specialisation

DIFC Academy is proud to partner with CFTE for a 20-hour course that focuses on regulatory technology, examining how technology can streamline compliance processes, manage regulatory changes, and enhance risk management in the financial industry.

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RegTech and Compliance in Finance Specialization - 2,927.00 AED

Mode of delivery : Online Self-Paced Learning

The only specialisation to educate professionals on regtech in finance

Build your future-ready workforce in the new era of Regtech

Turn Regtech into your organisation's advantage

CFTE’s RegTech Specialisation is designed to give you a solid understanding of the Regtech industry, its landscape, as well as the opportunities and threats associated with it.

The programme is divided into 5 courses, which makes the content more easily accessible and creates room for a thorough analysis of the topics covered.

You will also learn about the regulatory fundamentals, adoption of digital reporting and different phases of client onboarding.

Learning Objectives

At the end of the programe, you'll

Learn about regulatory fundamentals and client onboarding.
- The bite-sized courses enable you to learn regulatory fundamentals, adoption of digital reporting and different phases of client onboarding
Explore opportunities and threats in RegTech
- You will get the chance to understand the Regtech ecosystem, and the opportunities and threats associated with it.
Understand diverse reporting techniques
- In this programme, you will have a chance to accelerate your knowledge in digital reporting implementation techniques.

From basic to advanced concepts

4 hours lesson per day over 6 weeks. Aquire all the skills for Regulatory Technologies.

Chapter 1: RegTech Foundation

This section introduces the foundational concepts of RegTech, exploring what RegTech is, its role in compliance, and the dynamics of the demand and supply sides, as well as the opportunities and threats within the RegTech ecosystem.

Chapter 1 What is RegTech
Chapter 2 Compliance
Chapter 3 Demand Side
Chapter 4 Supply Side
Chapter 5 Opportunities & Threat

Chapter 2: AML & Client Onboarding

This section covers the key principles of anti-money laundering compliance, global AML regulations, the phases of client onboarding, an overview of the AML & KYC RegTech market, implementation strategies for digital onboarding, and the latest industry trends and predictions.

Chapter 1 Key principles of anti-money laundering compliance
Chapter 2 AML Regulations around the world
Chapter 3 The 4 Phases of Client Onboarding
Chapter 4 AML & KYC RegTech Market Overview
Chapter 5 A Guide to AML & Digital Onboarding Implementation
Chapter 6 Industry Trends and Prediction

Chapter 3: RegTech for Regulators & SupTech

This section delves into regulatory fundamentals, the essential functions of regulators, future-proofing principles, understanding the impact of new entrants, and strategies for transforming regulatory bodies through technology.

Chapter 1 Regulatory Fundamentals
Chapter 2 Functions
Chapter 3 Future Proofing Principles
Chapter 4 Understand New Entrants
Chapter 5 How to transform a regulator

Chapter 4: Digital Regulatory Reporting

This section explores the introduction and adoption of digital regulatory reporting, the benefits of a data-centric approach, the impact of emerging technologies, and practical steps for implementing digital reporting systems.

Chapter 1 Digital Regulatory Reporting – Introduction
Chapter 2 Adoption of Digital Reporting
Chapter 3 Data Centric Approach
Chapter 4 Impact of Emerging Technologies
Chapter 5 Digital Reporting Implementation

Chapter 5: Data Regulation

This section discusses data privacy and cross-border data flows in the digital economy, various data regulation frameworks, the implications of GDPR, challenges in data compliance with emerging technologies, Basel III requirements, and ICT and security risks in data management.