Building and Operationalising a Compliance Programme (DIFC Compliance Series 2024)

Session 1 of the DIFC Compliance Series 2024: Join us for session one of the fourth edition of the DIFC Compliance Series. Crucial questions such as "What are the key elements of a good compliance programme?" "Are there key compliance drivers we need to know and understand?", among others, will be deliberated and answered in this session.

This session will explore the core principles underlying regulatory compliance in the GCC region, including emerging trends in regulatory law and strategies for establishing a robust approach to business ethics, based on a fair and balanced Code of Conduct. We will cover how to translate your compliance program from paper to practice, ensuring it goes beyond a mere checklist. Discover practical insights on how to make your compliance programme truly effective and integrated into your organization.

Learning Objectives

Understand Key Principles: Gain a comprehensive understanding of the fundamental principles of regulatory compliance within the GCC region, along with current trends in regulatory law.
Develop Ethical Strategies: Explore strategies for creating a strong framework for business ethics, guided by a fair and balanced Code of Conduct.
Implement Effective Compliance: Learn how to transition your compliance programme from theoretical frameworks to practical application, ensuring it extends beyond a basic checklist.
Integrate Compliance Programmes: Discover actionable insights for making your compliance initiatives genuinely effective and seamlessly integrated into your organization's operations

This course offers 2 CLPD Accredited Points for legal professionals and meets DFSA CPD requirements for finance professionals and compliance officers.

2 CLPD Accredited Points upon completion of this session