DIFC Compliance Series

Regulatory compliance is an area of growth in the Middle East and more so, becoming a selling point for any business that wishes to project a mature, solid reputation. This course will break down key compliance concepts and give insights from local and global experts in the field on how to build up a world class compliance program. It will cover turning regulatory compliance into effective operations, understanding risk assessment and methodology, values and ethics, and specific topics of regulatory compliance such as financial crime prevention and data protection. Full series will be delivered by Lori Baker, Vice President- Legal & Head of Data Protection of DIFC Authority in participation with regulatory and compliance experts as co-speakers. Legal Professionals earn 4 CLPD Accredited Points. Financial Professionals and Compliance Officers can meet DFSA requirements.

Description

Part 1- Building a Compliance Programme - 400.00 AED
From : 14 Sep 2020 10:00 AM || To : 14 Sep 2020 12:00 PM

Session 1- Building a Compliance Programme  

-Introduction to substantive law 

-Organizational ethics – considerations 

This session will discuss the main principles underlying regulatory compliance issues that companies are progressively aligning with in the GCC region, new trends in certain areas of regulatory law and how to deal with setting up a solid approach to business ethics based on a fair and balanced Code of Conduct.

For futher information or to request for an assistance, please contact ACADEMY@difc.ae

Part 2- Building a Compliance Programme - 400.00 AED
From : 21 Sep 2020 10:00 AM || To : 21 Sep 2020 12:00 PM

Session 2- Building a Compliance Programme 

-Structure of an effective compliance program 

-Case studies 

Case studies are a great way to understand what to do and what not to do as an organization by reviewing lessons learned and tips for structuring a compliance program that becomes part of the business culture.

For further information or to request for an assistance, please contact ACADEMY@difc.ae 

Operationalising Compliance - 400.00 AED
From : 28 Sep 2020 10:00 AM || To : 28 Sep 2020 12:00 PM

How do you bring your compliance program to life once it is on paper?  Make it more than a tick box exercise.  This session will tell you how.

For further information or to request for an assistance, please contact ACADEMY@difc.ae

Enterprise Risk Management - 400.00 AED
From : 05 Oct 2020 10:00 AM || To : 05 Oct 2020 12:00 PM

Take the insights gained from the operational implementation of compliance and feed them into the gap analysis, approach to risk review and mitigation and reporting to the senior management in a way that gets their buy in. 

For further information or to request for an assistance, please contact ACADEMY@difc.ae

Financial Crime - 400.00 AED
From : 12 Oct 2020 10:00 AM || To : 12 Oct 2020 12:00 PM

This session will address laws aimed at preventing financial crime and how to spot institutional behaviors that enable financial crime, whether directly or indirectly. 

For further information or to request for an assistance, please contact ACADEMY@difc.ae

Bribery, Fraud and Tax Evasion - 400.00 AED
From : 19 Oct 2020 10:00 AM || To : 19 Oct 2020 12:00 PM

What is bribery, how does fraud happen and what laws exist to manage these business damaging issues?  We’ll talk about why this is an important are to address, including its goal of leveling the playing field. We will also discuss why tax avoidance and evasion damage financial inclusion, what are healthy tax practices and how to structure your business in a fair and compliant manner while balancing profit goals.

For further information or to request for an assistance, please contact ACADEMY@difc.ae

Data Protection - 400.00 AED
From : 26 Oct 2020 10:00 AM || To : 26 Oct 2020 12:00 PM

In this session we will cover the basic principles of data protection as well as potential conflicts with financial crime / fraud laws, which law wins such conflicts and how to comply.  

For further information or to request for an assistance, please contact ACADEMY@difc.ae

DIFC Compliance Series
Sep 14, 2020 10:00 AM -To- Oct 26, 2020 12:00 PM

DIFC Compliance Series

In association with DIFC Authority- Legal Affairs

4 CLPD Accredited
1
Total - 2500 AED